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Associated Bank
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Job Location: Green Bay, Wisconsin
Job Type: Full-time
Shift:
Day Job
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Senior Auditor-1310324
Description
The employment policy of Associated Banc-Corp, and its subsidiaries and affiliates (Associated) provides equal opportunity to all persons. We support a diverse and inclusive work environment where colleagues are respected, treated fairly, and given equal opportunities to perform to their fullest potential. We believe it is only with a diverse and inclusive workplace that the organization can truly perform at its best, carry out its vision, and make a difference for the communities we serve.
JOB SUMMARY
The Senior Auditor is responsible for the supervision of financial and operational audits for audit projects assigned. This encompasses providing objective risk centric assurances with respect to the effectiveness of risk management practices, governance processes and the system of internal controls. The Senior Auditor is required to ensure audits in their assigned businesses are performed in accordance with department standards as outlined in the Corporate Audit Services Manual. The incumbent is required to maintain proactive client relationships with officers and staff within the assigned business line and supports the Audit Manager with respect to audit matters relating to the assigned businesses.
KEY RESULT AREAS
Leadership & Supervision
Collaboration
Quality Assurance
Risk Management
Coaches & Develops Staff
COMPETENCIES
Demonstrate unquestionable integrity, objectivity and probing inquisitiveness with a high tolerance for stress under adversarial conditions.
Possess proficient ability to analyze a set of data and extract information critical to identifying and communicating inherent and residual risk to the business line.
Possess sound persuasive communication and negotiation skills to effectively interact with staff and senior management in presenting audit findings and recommendations.
Solid knowledge of risk based auditing, risk identification and mitigation
Coordination with Risk Management Department
Organizing and problem solving
Confidentiality
Customer Service
JOB ACCOUNTABILITIES
1. Supports the Audit Manager through supervision of assigned personnel towards completion of audit projects.
2. Supports the Audit Manager in planning audit projects and the effective assessment of inherent and residual risks.
3. Responsible for staying abreast of laws, rules and regulations impacting assigned audit projects and partnering with Risk Management to ensure the business risks are properly identified and mitigated within the business lines, and ensuring that the changes are incorporated into the independent assessment process performed by Corporate Audit Services.
4. Support the Audit Manager through effective co-sourcing of outsourced audit activities to ensure appropriate and timely coverage of business line risks.
5. Primary contact with officers and staff within the assigned business lines regarding audit activities. Through inquiry and testing, analyze and discuss with the business line the effectiveness of risk management practices. Support the Audit Manager in the preparation of written communications with the business lines including Points for Discussion (proper identification of root cause and exposure), audit reports and other correspondence.
6. Supports the Audit Manager with status updates on outstanding issues related to regulatory and audit findings.
7. Supports the Audit Manager with input for an annual risk based assessment of the audit projects within the assigned audit universe. Coach and mentor staff in the documentation and analysis of key business controls, risk identification and mitigation.
8. Supports the Audit Manager in preparation of materials with respect to examinations of Corporate Audit Services and assures timely resolution of regulatory comments.
9. Supervision of assigned staff in accordance with Human Resources Policies, including performance evaluations and training.
10. Support the Audit Manager in the analysis of financial performance, significant initiatives, fraud and operational losses and issues within the assigned audit projects.
Qualifications
JOB SPECIFICATIONS
Minimum Education
Bachelors Degree and a CPA.
Preferred Education
Advanced Professional Certification as Certified Public Accountant.
Minimum Experience
A minimum of three years of progressive audit experience within the financial services industry is required.
Preferred Experience
Seven+ years of experience in the financial services industry, with an emphasis on audit experience.
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Job Requirements
Ability to interpret policies & procedures in accordance with standard banking practices
Analyzing, interpreting and communicating complex issues and recommendations
Adherence to Company policy and procedures is required.
Perform duties in accordance with the Vision & Values of Associated Banc-Corp.
Regular attendance is required.
Supervision
Responsible for the supervision of staff assigned for the completion of audit assignments. Also is responsible for management of outsourced personnel and oversight of outsourced audit activities.
Travel
Travel to bank locations is required; travel is estimated at 30% to 35%.
The above statements are intended to describe the general nature and level of work being performed, and job responsibilities may change at any time due to business needs. They are not intended to be construed as an exhaustive list of all responsibilities and skills required for the position. Please discuss requests for reasonable accommodations with the hiring manager.
Job: Audit
Schedule: Full-time
Shift: Day Job
Primary Location: Wisconsin-Green Bay
Other Locations: Wisconsin-Milwaukee
Work Locations: GREEN BAY-SOUTHRIDGE
2985 S Ridge Rd
Green Bay 54304
Associated Bank
We are proud to be an EEO/AA employer M/F/D/V. We maintain a drug-free workplace and perform pre-employment substance abuse testing.
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