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Associated Bank
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Job Location: Milwaukee, Wisconsin
Job Type: Full-time
Shift:
Day Job
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Audit Manager - Banking Operations-1310926
Description
The employment policy of Associated Banc-Corp, and its subsidiaries and affiliates (Associated) provides equal opportunity to all persons. We support a diverse and inclusive work environment where colleagues are respected, treated fairly, and given equal opportunities to perform to their fullest potential. We believe it is only with a diverse and inclusive workplace that the organization can truly perform at its best, carry out its vision, and make a difference for the communities we serve.
JOB SUMMARY
The Audit Manager is responsible for the management of financial and operational audits for business lines/entities assigned. This encompasses providing objective risk centric assurances with respect to the effectiveness of risk management practices, governance processes and the system of internal controls. The Audit Manager is required to stay abreast of financial performance, significant initiatives, the status of significant and business issues, fraud and operational losses and regulatory issues in their assigned businesses. The incumbent is required to maintain proactive client relationships with senior management (direct reports to executive committee members) and is the primary liaison with respect to audit matters relating to the assigned businesses.
KEY RESULT AREAS
Leadership & Supervision
Collaboration
Results Driven
Risk Management
Coaches & Develops Staff
COMPETENCIES
Demonstrate unquestionable integrity, objectivity and probing inquisitiveness with a high tolerance for stress under adversarial conditions.
Ability to analyze a complex set of data and extract information critical to identifying and communicating inherent and residual risk.
Possess sound persuasive communication and negotiation skills to effectively interact with staff and senior management in presenting audit findings and recommendations.
Possess business acumen demonstrated through the development of practical audit recommendations supporting sound risk management practices.
Solid knowledge of risk based auditing, risk identification and mitigation
Coordination with Risk Management Department
Organizing and problem solving
Confidentiality
Customer Service
JOB ACCOUNTABILITIES
1. Supports the Audit Director in the preparation and completion of the risk based audit plan. Maintains the long range audit plan assuring audits are scheduled within current cycle parameters.
2. Supports the Audit Director in coordinating audit work with the external auditors in a manner that assures maximum reliance on work performed. This includes SOC 1/SOC 2 and SOX/FDICIA related procedures. Serve as the subject matter expert for assigned businesses, communicating to senior management changes impacting audit and examination activities.
3. Responsible for staying abreast of laws, rules and regulations impacting assigned business lines and partnering with Risk Management to ensure the business risks are properly identified and mitigated within the business lines, and ensuring that the changes are incorporated into the independent assessment process performed by Corporate Audit Services.
4. Support the Audit Director through oversight of outsourced audit activities to ensure appropriate and timely coverage of business line risks. Manage the Statement of Work arrangements with Service Providers.
5. Primary contact with Senior Management (direct reports to executive committee member) within the assigned business lines regarding audit activities. Prepares all communications to the business lines and senior management regarding audit activities including Points for Discussion (proper identification of root cause and exposure), audit reports and other correspondence.
6. Supports the Audit Director with status updates on outstanding issues related to regulatory and audit findings.
7. Supports the Audit Director with an annual risk based assessment of the auditable entities within the assigned audit universe.
8. Supports the Audit Director in communications with respect to examinations of Corporate Audit Services and assures timely resolution of regulatory comments.
9. Management of assigned staff in accordance with Human Resources Policies, including performance evaluations, career development planning, training and recruiting.
10. Required to stay abreast of financial performance, significant initiatives, fraud and operational losses and issues within the assigned business lines.
11. Perform other duties as requested by the Audit Director.
Qualifications
JOB SPECIFICATIONS
Minimum Education
Bachelors Degree and CPA required.
Preferred Education
Advanced Professional Certification as Certified Public Accountant.
Minimum Experience
A minimum of seven years of progressive audit experience within the financial services industry is required.
Preferred Experience
Twelve+ years of experience in the financial services industry, with an emphasis on audit experience.
Other Duties and Responsibilities
Performs other duties as assigned.
Job Requirements
Ability to interpret policies & procedures in accordance with standard banking practices
Analyzing, interpreting and communicating complex issues and recommendations
Adherence to Company policy and procedures is required.
Perform duties in accordance with the Vision & Values of Associated Banc-Corp.
Regular attendance is required.
Basic math and reading skills, and attention to detail.
Use of basic office equipment (e.g., photocopier, voice mail, "fax" machine, calculator, multiple line telephones, typewriter, computers etc.).
Represent the organization in a professional and positive manner.
Supervision
Responsible for the management of supervisors and staff assigned for the completion of audit assignments. Also is responsible for management of outsourced personnel and oversight of outsourced audit activities.
Travel
Travel to bank locations is required; travel is estimated at 30% to 35%.
Job: Audit
Schedule: Full-time
Shift: Day Job
Primary Location: Wisconsin-Milwaukee
Other Locations: Wisconsin-Green Bay
Work Locations: MILW-PLAZA EAST
330 E Kilbourn Ave
Milwaukee 53202
Associated Bank
We are proud to be an EEO/AA employer M/F/D/V. We maintain a drug-free workplace and perform pre-employment substance abuse testing.
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