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Accounting Career Network
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Job Location: White Plains, NY
Job Type: Full Time
Salary:
90,000 to 135,000
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• Lead audits of trust activities as well as retail brokerage, establishing scope, drafting audit planning memos and handle issue development/report writing • Participate in consumer banking audits focused on specific businesses including mortgage and securities based lending, banking operations, and related bank products • Prepare and execute annual and long-term risk-based audit plans to provide appropriate coverage of consumer banking activities in accordance with departmental methodology, policies and standards. • Provide management with an independent and objective evaluation of the control environment and assess control awareness throughout management. • Perform quality assurance reviews to ensure compliance with department documentation standards.
Great Opportunity:
Our client seeks an accomplished audit professional to join their management team. This role offers a unique mix of wealth and banking audit work covering a business central to the firm`s continued success.
Minimum Qualifications:
Skills Required 5-8+ years of audit management or related consumer banking/lending experience within the financial industry. CPA or related certification a plus. Previous audit experience in personal trust and retail brokerage activities a plus. A strong technical understanding of the regulatory environment with respect to OCC, FINRA, and Federal Reserve requirements. Proficient understanding of the internal audit process including risk assessments, planning, scheduling, and reporting.
Preferred Qualifications:
Prior experience communicating with regulators a plus Experience with local, state and federal securities law a plus
Certifications:
None
Licenses:
None
Total Experience:
7-8+
Present Position Experience:
1-2+
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